AIAA 2006-4608 SPACETIME PHYSICS AND ADVANCED PROPULSION CONCEPTS Revised Extended Version (20 Agust 2006)

13/05/2014 19:35
 
AIAA 2006-4608
SPACETIME PHYSICS AND
ADVANCED PROPULSION CONCEPTS
Walter Dröscher1, Jochem Hauser1,2
1Institut für Grenzgebiete der Wissenschaft, Innsbruck, Austria
and
2Faculty Karl-Scharfenberg, University of Applied Sciences, Salzgitter, Germany
Revised Extended Version (20 Agust 2006)
Abstract: Spacetime physics includes general relativity (GR), quantum theory, quantum gravity, string theory (additional external
dimensions), and gauge theory (additional internal dimensions) as well as some modern variations. The paper will discuss the requirements
on future propulsion systems stemming from the demands for routine missions to LEO, the moon, or planetary missions
within the solar system, as well as interstellar flight. These requirements are compared with the limits imposed by the physical
laws of GR in conjunction with the physical theories listed above. The physical consequences of these field theories in
curved-spacetime as well as string and gauge theory, are discussed. Moreover, recent developments in the structure of spacetime
are presented, and their consequences for advanced propulsion systems are outlined. In particular, a novel experiment (ESA,
March 2006) reporting about the generation of an artificial gravitational field in the laboratory is discussed. This experiment, if
confirmed, could serve as the basis for a field propulsion device. Since a thorough understanding of the underlying physical principle
as provided by Extended Heim Theory (EHT) is of prevailing importance, both the theoretical and quantitative analysis of
this experiment are presented. Utilizing the experimental data along with the insight gained from theoretical considerations of
EHT, the concept for a field propulsion device is briefly outlined. Preliminary results of the propulsion capability of this device
are also given. Finally, an outlook on the necessary experimental and theoretical prerequisites is presented, to comprehend the
novel physics regarding the two different coupling mechanisms for fermions and bosons. Finally, the technical requirements for
such a propellantless propulsion device are briefly described.
1 Senior scientist, 2 Senior member AIAA, member SSE, © IGW, Innsbruck, Austria 2006
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1 Spacetime and Space Propulsion2
Space flight within the solar system requires the covering
of large distances. The distance to our moon is approximately
3.8×105 km, while Mars, our favorite destination is
about 0.5 A.U. away (astronomical units, 1 A.U. = 1.5×108
km). The next planet, Jupiter, is already 4 A.U. away from
Earth. The closest star is Proxima Centauri, which is 1.30
pc away from earth (parsec, 1pc = 3.3 ly) or, using a lightyear,
the distance light travels in the time of 1 year, (1 ly =
9.46×1012 km), it would take the light some 4.3 years to
reach this star. Expressed in miles, the distance is some 25
trillion miles from earth. The star closest to us which is
similar to our sun with respect to size and surface temperature
is Centauri, 1.33 pc away. But these distances are small
compared to the dimension of the Milky Way Galaxy
which comprises a galactic disk of about 100,000 ly in diameter
and 4,000 ly for the galactic bulge. Our solar system
is located some 8 kpc (kilo parsec) from the galactic center.
Our galaxy contains about 100 billion stars, and the
universe contains some 100 billion galaxies. The farthest of
these galaxies is approximately 13 billion ly away, which is
roughly the size of the observable universe. The age of the
Earth is estimated to be some 4.5 billion years, while there
are stars that are 7 to 10 billion years old. Having mentioned
both distance and time, the concept of spacetime has
been utilized and also, implicitly, the concept of metric has
been employed to measure distances in this four-dimensional
spacetime. This is the environment in which spaceflight
has to take place.
Next, we will briefly discuss our current capabilities3 to
travel through space and time. Current space transportation
systems are based on the principle of momentum generation,
regardless whether they are chemical, electric, plasmadynamic,
nuclear (fission) or fusion, antimatter, photonic
propulsion (relativistic) and photon driven (solar) sails, or
exotic Bussard fusion ramjets. Solar sails, nuclear explosions
(pusher, Orion), antimatter propulsion are most likely
in the realm of unfeasible technologies because of the large
engineering and/or safety problems as well as their prohibitively
high cost. The specific impulse achievable from thermal
systems ranges from some 500 s for advanced chemical
propellants (excluding free radicals or metastable atoms),
approximately 1,000 s for a fission solid-core rocket (NER2
Invited paper in the session 50-NFF-3 Faster Than Light, AIAA
42nd Joint Propulsion Conference, Sacramento, CA, 9-12 July
2006. Revision date 24 July and 20 August 2006. This paper supersedes
the original AIAA 2006-4608 Short Version as well as the
AIAA 2006-4608 Extended Version paper.
3 The cover picture shows a combination of two pictures. The first
one, taken from ref. [1], shows a view (artist's impression) from an
existing planet orbiting the solar-type star HD 222582 some 137 ly
away. The second one depicts the principle of the propulsion system
used to reach this planet, see Fig. 10.
VA program [2]) using hydrogen as propellant (for a gascore
nuclear rocket specific impulse could be 3,000 s or
higher but requiring very high pressures) up to 200,000 s
for a fusion rocket [3]. Although recently progress was reported
in the design of nuclear reactors for plasma propulsion
systems [4] such a multimegawatt reactor has a mass
of some 3×106 kg and, despite high specific impulse, has a
low thrust to mass ratio, and thus is most likely not capable
of lifting a vehicle from the surface of the earth. For fusion
propulsion, the gasdynamic mirror has been proposed as
highly efficient fusion rocket engine. However, recent experiments
revealed magnetohydrodynamic instabilities [5]
that make such a system questionable even from a physics
standpoint, since magnetohydrodynamic stability has been
the key issue in fusion for decades. The momentum principle
combined with the usage of fuel, because of its inherent
physical limitations, does not permit spaceflight to be carried
out as a matter of routine without substantial technical
expenditure. The above discussion does not even consider
the difficulties encountered when the simplicity of the
physical concept meets the complexities of the workable
propulsion system.
At relativistic speeds, Lorentz transformation replaces Galilei
transformation where the rest mass of the propellant is
multiplied by the factor (1 - v2/c2)-1 that goes to infinity if
the exhaust velocity v equals c, the speed of light in vacuum.
For instance, a flight to the nearest star at a velocity of
some 16 km/s would take about 80,000 years. If the speed
of light cannot be transcended, interstellar travel is impossible.
We conclude with a phrase from the recent book on future
propulsion by Czysz and Bruno [6] : If that remains
the case, we are trapped within the environs of our Solar
System. In other words, the technology of spaceflight
needs to be based on novel physics that provides a novel
propulsion principle.
In addition, this discussion leads us to conclude that the
current state of propulsion neither permits comfortable
flights to other planetary systems nor to our moon. Even
the achievement of a Low Earth Orbit will remain a laborious,
dangerous and extremely costly procedure with this
technology. In the long run this technology will inflict prohibitively
high cost and risk for all kind of space missions.
This is not because the technology is insufficiently advanced,
but the underlying physical principles do not allow
efficient and effective as well as safe space travel. Although
advanced propulsion concepts as described above
must be pursued further, a research program to look for
fundamentally different propulsion principles is both
needed and justified, especially in the light of the recent experiment
by Tajmar et al. [7], and also because ideas for a
fundamental physical theory predicting additional physical
2
interactions recently became more concrete and realistic,
for instance, [8], [9]. In Sec. 4 this theory will be used to
calculate Tajmar's experiment and to provide guidelines for
a modified experiment that would serve as demonstrator for
a propellantless propulsion device.
As mentioned by Krauss [10], general relativity (GR) allows
metric engineering, including the so-called warp
drive, see Sec. 2.2, but superluminal travel would require
negative energy densities. Furthermore, in order to tell
space to contract (warp), a signal is necessary that, in turn,
can travel only with the speed of light. GR therefore does
not allow this kind of travel.
On the other hand, current physics is far from providing final
answers. First, there is no unified theory that combines
GR and QM (quantum mechanics). Second, not even the
question about the total number of fundamental physical
interactions can be answered. Hence, the goal to find a
unified field theory is a viable undertaking, because it
might lead to novel physics, which, in turn, might allow for
a totally different principle in space transportation4. The
only solution for an advanced propulsion system lies in the
detection of those hitherto unknown physical laws. As has
been discussed above and will be outlined further in Sec. 7,
there exists credible experimental evidence in conjunction
with a theoretical framework for these laws to exist
which may lead to the construction of a technically feasible
propulsion device. This propulsion principle would be far
superior compared to any device based on momentum
generation from fuel, and would also result in a much simpler,
far cheaper, and much more reliable technology.
Such a technology would revolutionize the whole area of
transportation.
2 Classical Spacetime
Since any space vehicle is flying through spacetime, the nature
and properties of spacetime should be thoroughly understood,
because they may eventually be the key for an advanced
space propulsion mechanism. As we will see, the
nature of spacetime is not obvious and the classical point of
view, see below, does not represent the physical facts. The
physical consequences, however, have not yet been fully
worked out.
In GR the model of space and time supports continuous and
differentiable functions and provides a structure that has the
same local topology as ℝ4. Therefore, spacetime is a topological
space and thus comprises a collection of open sets.
For small regions it is assumed that the open sets possess
the topology of ℝ4. Therefore, a one-to-one mapping exists
between the open set of spacetime and ℝ4. Each point in
spacetime has a unique image in ℝ4 and vice versa.
2.1 Spacetime as a Manifold
Equipped with the features described above, spacetime is
called a manifold. In general, physical fields defined on an
open set of this manifold are assumed to be differentiable.
4 A more detailed discussion will be given in our paper entitled Field
Propulsion I: Novel Concepts for Space Propulsion.
Spacetime thus is considered to be a multiply differentiable
manifold. However, as will be shown in Sec. 4, space- time
must be quantized. Therefore, it is not generally possible to
have a third point between any two points in spacetime.
Spacetime is not dense and hence the concept of manifold
is incorrect, at least on the Planck length scale. In SRT (special
theory of relativity) Lorentz contraction is continuous,
but this contradicts the concept of minimum length.
At Planck scales SRT cannot be correct. GR uses the concept
of curvature, but at Planck scales it cannot be measured
exactly. This is equivalent to fluctuations of curvature
and thus of gravitation itself. A unified field theory describing
all physical interactions by a set of individual metric
tensors would be subject to fluctuations as well that is,
all physical forces would be subject to these fluctuations.
Physics in the way we know it is not possible below the
Planck scale, since concepts of metric, dimensionality, or
points are not defined. Spacetime itself is a field and thus
needs to be quantized, leading to quantum gravity (QG),
see, for instance [11]. So far, QG has not lead to a unified
field theory, and does not predict any phenomena that
could lead to a novel propulsion concept. The same holds
true for String theory, for instance [2] that does not make
any testable predictions at all. Conventional wisdom claims
that quantized spacetime acts on the Planck scale only. On
macroscopic scales the concepts of GR are sufficient to describe
spacetime. However, this argument may turn out to
be invalid, since despite the smallness of the quantized action,
denoted by the Planck constant h, physical phenomena
on the macroscopic scale do occur, for instance superconducting
and condensed matter phenomena [12]. Therefore,
it is conceivable that a quantized spacetime may lead to
novel observable physical phenomena. For instance, quantized
spacetime together with the prediction of a repulsive
gravitational force, predicted by EHT, see quintessence
particle in Table 1, leads to the concept of a covariant
(physical equations remain form invariant) hyperspace (or
parallelspace), in which the limiting speed of light is nc,
with n > 1 integer, and c the vacuum speed of light [13],
[14]. As was shown in these papers, conditions can be derived
under which, at least theoretically, material objects
might enter and leave hyperspace. These conditions were
obtained from a coupling mechanism based on vacuum polarization
involving virtual electrons (fermions, particles
with half-integer spin). So far, no investigations were made
to determine whether these conditions would change in
the light of Tajmar's experiment that takes place in a condensed
matter environment and involves the coupling to
bosons (particles with integer spin, Cooper pairs in superconducting).
2.2 The Physics of Continuous Spacetime
Einsteinian spacetime [15], [16] is indefinitely divisible
and can be described by a differentiable manifold. In reality,
however, spacetime is a quantized field. Gravitation is
the dominant force in systems on astronomical scales. GR
can be summarized in the single sentence: matter curves
spacetime. For a flat geometry, the angles of a triangle add
up to 180 degrees. For a generally curved spacetime the
3
metric is written in the form (double indices are summed
over)
ds2=g¤¤dx¤dx¤ (1)
where g¤¤ is the metric, x1, x2, x3 are the spatial coordinates,
and x4 is the time coordinate5. Einstein summation
convention is used, i.e., indices occurring twice are
summed over. The following metric examples are considered
in increasing complexity.
The spacetime metric of a flat universe is given by
ds2=dx2¤dy2¤dz2−c2 dt2 .
Presently it is assumed that the observable Universe is flat,
see Fig 1. It still can be closed, see for instance [17]. Since
we reject the idea of infinities in physics, because they contradict
the quantization principle, the Universe should not
be open [18].
On the surface of a sphere spherical coordinates are used
ds2=dr2¤r2 d ¤2¤r2 sin2¤d ¤2−c2 dt2 .
The cosmological principle states that the Universe does
not have preferred locations (homogeneous) or directions
(isotropic). Therefore the spatial part of the metric has constant
curvature. Extending the spherical metric, the most
general metric is given by the Robertson-Walker metric
ds2=a2¤t ¤[ dr2
1−k r2¤r2¤d ¤2¤sin2 ¤d¤2¤]−c2dt2 ,
where a(t) is the scale factor for an expanding Universe.
Here it is assumed that the Universe started from a fixed
size x0 and expanded according to a(t). Two points that
were at distance x0 at time t0, now are at distance x(t)
= a(t) x0. This is a cosmological model with a radially symmetric
metric tensor, and a function a(t) that acts as the radius
of the universe.
In 1994 Alcubierre [19], [20] specified the following metric,
termed the warp-drive spacetime
ds2=[dx−V s ¤t¤ f ¤rs¤ dt]2¤dy2¤dz2−c2 dt2 ,
where Vs(t) is the velocity along a given curve xs(t) 6 and
rs(t) = (x-xs(t))2 + y2 + z2. A choice for fs(t) is fs = (1-rs/R)4
and R is a distance. Without proof it is stated that, if this
warp-drive metric could be generated - the term metric engineering
was coined - around a spaceship, the vehicle
would be traveling faster than the speed of light, seen from
a spacetime diagram of flat space. Locally the ship is moving
less than the speed of light. A bubble of spacetime curvature
must surround the spaceship. Since the Alcubierre
metric requires a negative local energy density, it cannot
work in GR. Quantum mechanics allows negative energy
5 Often the time coordinate is denoted as x0.
6 For simplicity y = 0 and z = 0 are assumed.
density, and perhaps a combination with the quintessence
particle, see Fig. 3, the sixth fundamental force predicted
by EHT provides a theoretical framework. It is interesting
to note that the experiment by Tajmar et al. [21] could be
interpreted as metric engineering, since an artificial gravitational
field was generated and, as a result, the local metric
has been changed.
There are also spacetime concepts of higher dimensionality.
Kaluza (1921) introduced an additional fourth spatial dimension
into Einstein's field equations, and in a letter to
Einstein pointed out that Maxwell's theory of electromagnetism
was comprised in the now 5-dimensional Einstein
equations. However, his theory produced divergencies and
could not answer the question about the visibility of this 5th
dimension. In 1926 Klein, a Swedish physicist, introduced
the concept of a curled up dimension that exists on the
Planck length scale only, and thus cannot be observed by
experiment. String theory, for instance [22], see Sec. 5, has
extended this concept by introducing 7 additional spatial
dimensions, resulting in a total of 10 spatial an 1 time dimensions.
3 Symmetries in Classical Spacetime
Symmetries (beauty) have a fundamental role in classical
and modern physics. They completely determine the physics.
Eventually all symmetries are a feature of the underlying
physical space which is the combination of spacetime
and an additional internal or external space. Any physical
law is based on a corresponding symmetry. Therefore
physical space should be the generator of all physical interactions
and this should be reflected by any physical theory.
Symmetry means that one can transform the object in some
way, so that it appears unchanged after the transformation.
In other words if there is an invariance under transformation
or symmetry the respective feature is unobservable.
If in a mirror image a systems looks the same, the system
possesses reflection symmetry. There is also invariance under
rotation, for example if the system is a soccer ball. The
difference between these two symmetries is that the first
one is discrete and the second one is continuous, i.e., the rotation
angle varies continuously between 0 and 2π. In classical
physics the Lagrange function of a system,
L¤x , ˙x , t¤ , is the object whose symmetry properties are
investigated with respect to the homogeneity and isotropy
of space as well as the homogeneity of time. Invariance under
translation, leads to momentum conservation. Invariance
in time translation results in energy conservation and
invariance under rotation is responsible for conservation of
classical angular momentum [23].
4
In general, Noether's theorem says that if the equations of
motion (Euler-Lagrange, which follow from the variation
of the Lagrange function) are invariant under a transformation,
then there exists an integral of motion, i.e., a conserved
quantity. The symmetry concept also holds for the
Lagrange function describing electromagnetism. These
simple considerations show the fundamental role of spacetime.
All classical physics follows from the geometry and
topology of spacetime as a manifold. However, as will be
shown in the next chapter, spacetime is not a manifold nor
a set of points, but a fluctuating field. Moreover, in the fifties
of the last century it was shown by experiment that
there are additional discrete symmetries that are not conserved.
For instance, reversing the spatial coordinates that
is, doing a space parity transformation, should not change
the physics. Empty space does, however, distinguish between
left and right. Some elementary particles are lefthanded
in their interaction. This is a clear sign that particles
may have more degrees of freedom, and thus looking at an
elementary particle in spacetime only does not reveal all its
physical information. Therefore, physical space needs to
be considered that contains the complete set of information
for a particle containing spacetime as a subset. Spacetime
could either be part of a higher dimensional space with additional
spatial coordinates, or at each point in spacetime,
an additional internal space must exist that accounts for the
additional degrees of freedom.
4 Quantized Spacetime
In the following it is shown that the combination of quantum
theory (Heisenberg's uncertainty relation) with special
relativity (constancy of the speed of light and E = mc2)
and general relativity (Schwarzschild radius) directly
leads to a quantized spacetime, resulting in the well
known Planck scales. The proof is straightforward and is
given below. The quantization of spacetime in conjunction
with the sixth interaction of EHT, repulsive gravitation, see
Sec. 6, leads to the proposition of a hyperspace (parallel
space) in which superluminal speeds should be possible, as
was shown in [24].
Heisenberg´s indeterminacy (uncertainty) relation, for instance
relating time and energy indeterminacies,
¤t¤E¤ℏ , allows for arbitrarily small Δt by making
the energy uncertainty arbitrarily large. However, this is not
the case in the real physical world. It is straightforward to
prove the discreteness of spacetime. To prove the discrete
nature of spacetime, the time measurement process using
clocks is analyzed [25] Einstein's GR itself is used to disprove
the existence of continuous spacetime. According to
Einstein, the energy of any material object is E = mc2. The
smallest time interval, δt, that can be measured must of
course be larger than the time uncertainty required to satisfy
Heisenberg's uncertainty relation that is
¤t¤¤t=ℏ/¤E . A clock of mass m cannot have an energy
uncertainty ΔE > mc2, because this would lead to the
creation of additional clocks, hence ¤ t¤¤t=ℏ/mc2 . A
clock of length l needs a measuring time c δt > l in order to
receive the measuring signal. A characteristic length of a
material body is its Schwarzschild radius, namely when its
gravitational energy equals its total energy mc2, i.e., rS =
Gm/c2. This means for the mass of the clock m < rS c2/G,
because the body must not be a black hole from which signals
cannot escape. Inserting the value l for rS , m < δt
c3/G. Inserting the value of m in the above relation for δt,
one obtains the final relation ¤t2¤ℏG/c5. Thus the
quantization aspect of the GODQ principle, see the following
section, directly delivers a fundamental lowest limit for
a time interval, termed the Planck time. In a similar way the
smallest units for length and mass can be found. As shown
above, Planck units are constructed from the three fundamental
constants in Nature, namely ћ, c, and G. The values
for the Planck units are:
• Planck mass mp = (ћc/G)1/2 = 2.176´10-8 kg,
• Planck length lp = (Gћ/c3)1/2 = 1.615´10-35 m,
• Planck time tp = (Gћ /c5)1/2 = 5.389´10-44 s.
This means that the classical picture of points in a continuous
spacetime does not make physical sense (this also applies
to Feynman diagrams). Physics below the Planck units
must be totally different, since one cannot distinguish between
vacuum and matter. No measurements are possible.
The nature of spacetime is discrete in the same way as energy
is discrete, expressed by E = h¤. Therefore spacetime is
a quantum field, and it should have corresponding quantum
states, described by a quantum field theory. Since spacetime
is equivalent to gravity, gravity itself needs to be described
by a quantum field theory. In both classical physics
and quantum mechanics point particles are used, and the inverse
force law leads to infinities of type 1/0 at the location
of the particle. As was shown above, any particle must have
a discrete geometric structure, since it is finite in size. The
minimal surface must be proportional to the Planck length
squared. From scattering experiments, however, it is known
that many particles have a much larger radius, for instance,
the proton radius is some 10-15 m, and thus its surface
5
Figure 1: This picture, taken from Wikipedia, shows
three types of possible geometries for the Universe,
namely closed, open, or flat. At present, a flat Universe
is assumed (that means the part that can be observed appears
flat, i.e., whose redshift is smaller than the speed
of light c in vacuum). This only means that the Universe
is very large [17].
would be covered by about 1040 elemental Planck surfaces.
Hence, an elementary particle would be a highly complex
geometrical structure. Heim [26], [27] has analyzed
in detail the structure of elementary particles and introduced
the concept of a smallest surface termed Metron.
According to Heim, the current area of a Metron, , is
3Gh/8c3 .
The Metron size is a phenomenologically derived quantity
and is not postulated. It is therefore mandatory that point
particles are banished conceptually.
5 Spacetime of Higher Spatial Dimensions:
String Theory
Novel physics most likely comes from a unified theory.
Over the last five decades many attempts have been made.
No successful theory has emerged so far. One of the most
prominent recent theories is String theory which uses ideas
from Kaluza and Klein. The theory by Kaluza and Klein
(1921, 1926) already introduced a fourth spatial dimension
to account for electromagnetism. There is nothing in Einstein's
theory to forbid the introduction of additional coordinates.
According to string theory, electrons are not point
particles, but are vibrations of a string, whose length is at
the Planck scale, some 10-35 m. Strings are one-dimensional
entities. Sounding these strings they can turn into other particles,
for instance, the electron can turn into a neutrino, or
into any of the known subatomic particles. String theory
leads to a unification of the four fundamental interactions,
but requires more spatial dimensions. However, because of
the discrete nature of spacetime there seems to be no need
for string theory, which replaces point particles by strings,
but requires hitherto unobserved additional spatial dimensions.
6 Gauge Theory as Spacetime with Internal
Dimensions
However, there is a fundamental difference compared to the
concept of spacetime with internal dimensions, in that
strings are objects in spacetime, while in this section a geometrization
concept is employed that explains all particles
as geometric objects constructed from spacetime itself.
There exists another concept, coming from the idea that elementary
particles have additional degrees of freedom in
some kind of internal space. Therefore, the concept of
physical space as the combination of spacetime and internal
space is introduced. This marriage of 4-dimensional spacetime
with internal space is called fiber bundle space mathematically.
In the following the term physical space will be
used for this combination, since all the fundamental forces
of physics will be described in this space. These internal
degrees of freedom can then be connected with the dynamical
motion in spacetime. This is the geometrical structure
utilized in gauge theory. The dimension of the internal
space and its symmetries determine the physics that is possible.
In order to have a unified field theory the proper internal
space has to be constructed that encompasses all interactions
of physics. In the next section, GR is equipped
with an 8-dimensional internal space, termed Heim space.
Once this internal space is set up, all physical interactions
are fixed. There is only one single selection rule for building
internal subspaces that have physical meaning, see below.
It turns out that six fundamental physical interactions
should exist.
6.1 Special Gauge Theory: Extended Heim
Theory
In EHT a set of 8 additional coordinates is introduced, but
contrary to String theory, the theory postulates an internal
space with 8 dimensions that governs physical events in
our spacetime (actually a curved 4D manifold M).The crucial
point lies in the construction of the internal space that
should come from basic physical assumptions, which must
be generally acceptable. In EHT, an 8-dimensional space is
constructed, termed Heim space, H8 that is missing in GR.
In other words, GR does not possess any internal space, and
thus has a very limited geometrical structure, namely that
of pure spacetime. Because of this limitation, GR cannot
describe the fundamental forces in physics and consequently
has to be extended. The extension as done in EHT, lies in
the introduction of the internal space H8. EHT reduces to
GR when this internal space is omitted. The metric tensor,
as used in GR, has purely geometrical means that is of immaterial
character only, and does not represent any physics.
Consequently, the Einsteinian Geometrization Principle
(EGP) is equating the Einstein curvature tensor, constructed
from the metric tensor, with the stress tensor, representing
energy distribution. Stated in simple terms: matter
curves spacetime. In this way, the metric tensor field has
6
Figure 2: In gauge theory particles have additional degrees
of freedom, expressed by an internal space. The horizontal
plane depicts spacetime, the vertical axis denotes internal
space. In this sense EHT can be considered as a gauge theory
where an 8-dimensional internal space is constructed at
each point in spacetime, forming a fiber bundle space. All internal
coordinates, except the spatial energy coordinates
(mass), have negative signature. In EHT no additional external
spatial coordinates exist. It remains to specify the proper
gauge potentials and the corresponding Lagrange densities
for describing the fundamental interactions in EHT.
Time
Space
Internal Space
become a physical object whose behavior is governed by an
action principle, like that of other physical entities.
According to the quantization principle, the minimal length
in the space part of H8 is the Planck length. Applying the
geometrization rule of the GODQ principle, see next paragraph,
Planck mass and Planck time are converted into
length units leading to two additional lengths constants lpm
= ℏℏ /mpc and lpt = ctp that have the same numerical value
as lp but define two additional different length scales, relating
lengths with time units as well as length with mass
units. The introduction of basic physical units is in contradiction
to classical physics that allows infinite divisibility.
As a consequence, measurements in classical physics are
impossible, since units cannot be defined. Consequently,
Nature could not provide any elemental building blocks to
construct higher organized structures, which is inconsistent
with observation. Thus the quantization principle is fundamental
for the existence of physical objects. Therefore the
three Planck length units as defined above must occur in
the structure of both spacetime and internal space H8. In
spacetime length unit lp is the basic unit for the spatial coordinates
and lpt measures the time coordinate. In order to
connect geometry with physical entities, in the internal
symmetry space coordinates ¤i are measured in units of
lpm . Hence all lengths in H8 are represented by multiples of
1/mp, and therefore internal coordinates ¤i with i =
1,...,8 are denoted as energy coordinates. In other words,
the concept of energy coordinate ensures that an inverse
length is representing a physical mass. Since length values
are quantized, the same holds for physical mass. In this regard
the connection of geometry with physical objects has
been established, but, in order to achieve this goal, the
quantization principle had to be introduced ab initio.
In contrast to Einstein, EHT is based on the following four
simple and general principles, termed the GODQ principle
of Nature7.
i. Geometrization principle for all physical interactions,
ii. Optimization (Nature employs an extremum
principle),
iii. Dualization (duality, symmetry) principle (Nature
dualizes or is asymmetric, bits),
iv. Quantization principle (Nature uses integers
only, discrete quantities).
From the duality principle, the existence of additional internal
symmetries in Nature is deduced, and thus a higher dimensional
internal symmetry space should exist, termed
Heim space H8, which will now be determined.
In GR there exists a four dimensional spacetime, comprising
three spatial coordinates, x1, x2, x3 with positive signature
(+) and the time coordinate x4 with negative signature
7 This will be discussed in detail in our forthcoming paper: Field
propulsion I: Novel Physical Concepts for Space Propulsion.
(-). It should be remembered that the Lorentzian metric of
ℝ4 (actually spacetime is a manifold M) has three spatial
(+ signature) and one time-like coordinate (- signature)8.
The plus and minus signs refer to the local Minkowski metric
(diagonal metric tensor, see Eq. (1)). Therefore, the
squared proper time interval is taken to be positive if the
separation of two events is less than their spatial distance
divided by c. Hence a general coordinate system in a spacetime
manifold M (locally ℝ4) comprises the curvilinear coordinates
ημ with μ = 1,..,4 and η = ημ  ∈ M where η denotes
an element (point) of M.
The set of 8 internal coordinates is determined by utilizing
the GODQ principle introduced above. The three internal
spatial coordinates ¤1 ,¤2 ,¤3 are associated with Planck
length lpm, the internal time coordinate ¤4 with lpt. The
other four coordinates are introduced to describing the degree
of organization and information exchange as observed
in Nature. To this end, the second law of thermodynamics
is considered, which predicts the increase of entropy. Although
negative entropies are possible, they cannot account
for the high degree of organization prevailing in Nature.
The second law of thermodynamics says something about
the direction of a process, but will not lead to highly organized
structures by itself. Everywhere in Nature, however,
highly organized structures can be found like galaxies, solar
systems, planets, plants etc., which, according to the duality
principle, have to be introduced into a unified theory.
We are referring to the article of P.W. Anderson More is
Different [28]. It simply says that the ability to reduce everything
to its basic constituents and fundamental laws
does not imply the ability to start from these laws and reconstruct
the phenomena, i.e., the Universe. In that sense,
these coordinates express some kind of a collective behavior,
which is reflected by the entelechial and aeonic coordinates,
see below. A description of Nature that only provides
a route to decay or to lower organizational structures is in
contradiction to observation.
Therefore, an additional, internal (negative signature -) coordinate,
termed entelechial coordinate, ¤5 , is introduced.
The entelechial dimension can be interpreted as a
measure of the quality of time varying organizational
structure (inverse or dual to entropy). It should be mentioned
that all other additional internal coordinates have
negative signature, too. When the Universe was set into
motion, it followed a path marked by a state of great order.
Therefore, to reflect this generic behavior in Nature, the aeonic
dimension, ¤6 , is introduced that is interpreted as a
steering coordinate toward a dynamically stable state.
On the other hand, the entropy principle is firmly established
in physics, for instance in ¤- decay.
8 Normally the time coordinate is denoted as x0. Because of the additional
coordinates with negative signature this convention is not
useful. The signature signs are convention only and can be reversed.
7
Entropy is directly connected to probability, which in turn
is related to information. Therefore, two additional coordinates
¤7 ,¤8 are needed, which are complementary to the
organizational coordinates, to reflect this behavior of Nature,
termed information coordinates that are describing
information waves. Finally, a connection from geometry
(space and time) to physics (mass) has to be established 9.
Since space and time coordinates are associated with
Planck length scales, see above, they provide the connection
between geometry and mass via the Compton wave
length and thus are present in H8.
9 Tables of hermetry forms and their physical meaning are also described
in the brief introduction to EHT, which can be downloaded from
www.hpcc-space.com.
In summary, internal coordinates ¤i with i=1,¤, 4
denote spatial and temporal coordinates, ¤i with
i=5,6 denote entelechial and aeonic coordinates, and
¤i with i=7,8 denote two information coordinates in
H8, mandating four sets of types of coordinates.
With the introduction of a set of four different types of coordinates,
the space of fundamental symmetries of internal
space H8 has been fixed. The theoretical framework is
provided in Sec. 5 where a set of metric subtensors is constructed,
each of them describing a physical interaction or
particle. Thus the connection between physical space and
physics (symmetries) is established in exactly the way as
8
Six Fundamental Physical Forces
Gravitation
Electromagnetic Weak Strong
Gravitation Gravitation
Gravitophotons H5(S2 x I2)?
attractive +, repulsive -
Ggp = 1/672 Gg
Graviton H1(S2)?
attractive +
Gg = 6.671 x 10-11 Nm2/kg2
Quintessence H9(I2)?
repulsive -
Gq = 4.3565 x 10-18 Gg
Coupling of
Electromagnetism - Gravitation
Virtual particles:
Nuclear Force ??
Photon
Atoms
Light
Chemistry
Electronics
Real matter:
Solar System
Galaxies
Black holes
Bosons Gluons
Baryons
Mesons
Nuclei
Neutron decay
Beta radioactivity
Neutrino interaction
Stellar fusion
W+ W- Z
Dark energy
Cosmic acceleration
photon
Ggp
¤ Ggp
Figure 3: EHT predicts, as one of its most important consequences, two additional, gravitational like interactions and the existence
of two messenger particles, termed gravitophoton and quintessence. That is, there is a total of six fundamental physical
interactions. The name gravitophoton has been chosen because of the type of interaction, namely a transformation of the electromagnetic
field (photon) into the gravitational field (gravitophoton). The arrow between the gravitophoton and electromagnetic
boxes indicates the interaction between these messenger particles that is, photons can be transformed into gravitophotons.
In the same way the quintessence interaction can be generated from gravitons and positive gravitophotons (repulsive force)
where it is assumed that first a neutral gravitophoton is generated that decays into a pair of negative (same sign as gravitational
potential) and positive gravitophotons.
foreseen by Einstein. Physical space is responsible for all
physical interactions. However, in order to reach this objective,
spacetime had to be complemented by internal space
H8. This is the novel aspect in EHT, which otherwise is
based on the well known concept of gauge theory. Once the
internal space with its sets of coordinates has been determined,
everything else is fixed because Eq. 2 is nothing but
the direct extension of GR provided with an internal space.
The relationship between the mappings of GR and EHT
follows from the comparison of Figs. 4 and 7.
In order to construct a hermetry form, either internal space
S2 or I2 must be present. In addition, there are three degenerated
hermetry forms that describe partial forms of the
photon and the quintessence potential, for details see Table
4. They allow the conversion of a photon into a gravitophoton
(gravitation can be both attractive and repulsive) as
well as of gravitophotons and gravitons into quintessence
(gravitation is repulsive) particles. It should be noted that a
dimensional law can be derived that does not permit the
construction of, for instance, a space H7. Heim space, H8 ,
comprises four subspaces, denoted as R3, T1, S2, and I2. Fig.
(7) shows the set of metric-subspaces that can be constructed,
where each admissible metric subtensor is denoted as
hermetry form. The word hermetry is a combination of
hermeneutics and geometry that is, a hermetry form stands
for the physical meaning of geometry. Each hermetry form
has a direct physical meaning, for details see refs. [13],
[29].
6.1.1 The Physics of Hermetry Forms
The four tables, Tables 1-4, contain the complete set of
hermetry forms (individual metric tensors) and their associated
physical meaning. It is most important to note that
gravitation comprises three interactions that are mediated
by three messenger particles, termed graviton (attractive),
gravitophoton (attractive and repulsive), and quintessence
(repulsive) particle. The gravitophoton interacts with virtual
matter, while the quintessence particle interacts with the
vacuum.
6.1.2 Hermetry Forms and Physical Interactions
The concept of an internal 8D space comprising four subsets,
leads to a modification of the general transformation
being used in GR. The existence of the internal space requires
a double transformation as shown in Fig. 5. Each of
the 15 admissible combinations of metric subtensors (hermetry
forms) is ascribed a physical meaning, see Fig.7 and
Tables 1-4.
In EHT therefore a double transformation involving Heim
space H8 occurs, see Eq. (2). This global metric tensor does
not have any physical meaning by itself, instead by deleting
corresponding terms in Eq. () eventually leads to the metric
of the proper hermetry form10.
gi k=∂ xm
∂¤¤
∂¤¤
∂¤i
∂ xm
∂¤¤
∂¤¤
∂¤k
(2)
As described in [9], [24] there is a general coordinate transformation
xm¤¤¤¤¤i ¤¤ from M (locally ℝ4)¤ H8¤ N (locally
ℝ4) resulting in the polymetric metric tensor, see
Figs. 5 and 7.
10 A more complete discussion can be found in refs. [9], [24].
9
Figure 4: In GR the metric tensor is computed using a mapping
from manifold M (curvilinear coordinates ηl ) to manifold N in
flat spacetime (locally) ℝ4 (Euclidean coordinates are denoted by
xm). Calculating the components of the metric tensor as well as
lengths, areas, and volumes from the metric tensor, a mapping to
the set of real numbers is needed. This kind of mapping delivers
one single type of monometric tensor that is responsible for
gravity only, appearing on the LHS of the Einstein field equations.
Figure 5: Einstein's goal was the unification of all physical interactions
based on his principle of geometrization, i.e., having a
metric that is responsible for the interaction. This principle is
termed Einstein's geometrization principle of physics (EGP). In
order to obtain all physical interactions, the concept of an internal
space, denoted by the authors as Heim space H8, having 8 internal
dimensions, is introduced. These invisible internal coordinates
govern events in spacetime. Therefore, a mapping from manifold
M (curvilinear coordinates ηl )in spacetime to internal space H8
and back to manifold N in spacetime must be used to properly describe
the physics. This is a major deviation from GR and leads to
a polymetric tensor. EHT contains GR as a special case.
where indices α, β = 1,...,8 and i, m, k = 1,...,4. The Einstein
summation convention is used that is, indices occurring
twice are summed over. It is clear from Eq. 2 that GR is a
special case of EHT. If Heim space were not existing, the
polymetric of EHT collapsed to the monometric of GR.
A particular component of the metric tensor belonging to
one of the four subspaces is given by Eq. (3).
Because of the double transformation each component of
the metric tensor in spacetime can be written as the sum of
64 subcomponents, Eq. (4). Each hermetry form is marked
by the fact that only a subset of the 64 components is present.
This means that certain components are 0 for a given
hermetry form. Therefore each hermetry form leads to a
different metric in the spacetime manifold and thus describes
different physics. This is why Eqs. (5) represent a
polymetric.
gi k
¤¤¤¤= ∂ xm
∂¤¤¤¤
∂¤¤ ¤¤
∂¤i
∂ xm
∂¤¤¤¤
∂¤¤¤¤
∂¤k .
(3)
gi k= Σ
¤ ,¤=1
8
gi k
¤¤¤¤ (4)
gi k ¤Hℓ ¤=: Σ
¤ ,¤∈H ℓ
gi k
¤¤¤¤
(5)
Twelve hermetry forms can be generated having direct
physical meaning, by constructing specific combinations
from the four subspaces. The following denotation for the
metric describing hermetry form Hℓ with ℓ=1,...,12 is used.
Summation indices are obtained from the definition of the
hermetry forms, see Fig. 7 and Table 2.
The expressions gi k ¤H ℓ ¤ are interpreted as different
physical interaction potentials caused by hermetry form
Hℓ, extending the interpretation of metric employed in GR
to the polymetric obtained from the complete physical
space that is, the combination of internal space of H8 with
four-dimensional spacetime M.
Internal space H8 is a factored space that is H8
= R3×T1×S2×I2. The factorization into one space-like manifold
R3 and three time-like manifolds T1, S2 and I2 is inherent
to the structure of H8. For the construction of the individual
hermetry forms, a selection rule is used, namely any physically
meaningful hermetry form must contain space S2 or
I2.
Each individual hermetry form is equivalent to a physical
potential or a messenger particle. It should be noted that
hermetry forms in spaces S2×I2 describe gravitophotons,
and spaces S2×I2×T1 are representing photons, see Table
2. This is an indication that, at least on theoretical arguments,
photons can be converted into gravitophotons, if the
time dependent part T1 of the photon metric can be canceled.
How this can be achieved experimentally will be outlined
in Sec. 7.
10
Figure 6: There should be three gravitational particles, namely
the graviton (attractive), the gravitophoton (two types, attractive
and repulsive), and the quintessence or vacuum particle
(repulsive), represented by hermetry forms H5, H11, and H12, see
Table 1. For additional features of hermetry forms see Tables 2-
4.
conversion
7 Propulsion Concepts from Spacetime
Physics
In recent publications [9], [24] a gedankenexperiment was
developed to achieve the cancellation of the time T1 part in
the photon hermetry form in order to produce a gravitophoton.
Furthermore, in a very recent announcement by the European
Space Agency, 23 March 2006, the measurement of
an artificial gravitational field was reported, generated by a
rotating superconducting ring. In the following this experiment
will be analyzed in detail using the photon-gravitophoton
interaction, which is based on the possibility of
metric transformation. Second, a modified experiment is
suggested that should produce a force in the vertical direction
and thus might serve as the physical principle for a
field propulsion device.
7.1 Metric Transformation (Transmutation)
All physical interactions are mediated by so called messenger
particles (mediator particles) that are bosons. If each
physical interaction can be described by its individual metric
tensor, then the question arises: is it possible to cancel
metric terms in one hermetry form to obtain a different one.
This hermetry form then might represent a different physical
interaction. Looking at the hermetry forms for the photon
and the gravitophoton it seems, at least theoretically,
possible that the hermetry form of the photon is transformed
in the one of the gravitophoton. This means that an
interaction between electromagnetism and gravitation
should exist. Beside the details of the theoretical derivation,
the question of how to achieve such a conversion experimentally
is of prime importance. For this effect in order to
lead to a field propulsion principle, it must be understood
how the strength and the direction of the gravitational field
can be experimentally manipulated. Therefore, guidelines
need too be provided by theory that allow to design the
technical details needed for such a field propulsion device.
Although this effect, namely the coupling between electromagnetism
and gravitation, was predicted already in [24],
the recent experiment by Tajmar et al., see below, if proved
to be correct, would be a breakthrough, since an artificial
gravitational field would have been generated. Moreover,
the novel information obtained from this experiment with
regard to EHT is that there is a need to distinguish between
the coupling of fermions and bosons when gravitophotons
are to be generated. In previous publications the authors
only dealt with fermion coupling. As soon as the boson
coupling is taken into account, technical requirements such
as magnetic field strength seem to be substantially reduced
in comparison to fermion coupling.
7.1.1 Gravitomagnetic Field Experiment
In a recent experiment, funded by the European Space
Agency and the Air Force Office of Scientific Research,
Tajmar et al. [7] report on the generation of a toroidal (tangential,
azimuthal) gravitational field in a rotating accelerated
(time dependent angular velocity) superconducting Niobium
ring. In a recent presentation at Berkeley university
Tajmar [30] showed improved experimental results that
confirmed previous experimental findings.
This would be the first time that an artificial gravitational
field has been generated and, if correct, would have great
impact on future technology. Furthermore, the experiment
would demonstrate the conversion of electromagnetic interaction
into a gravitational field. This is exactly the effect
that is predicted by EHT, and both a qualitative and quantitative
explanation of this effect will be given below. Since
the experiment generates a tangential gravitational field, it
cannot be used directly as a propulsion system. It is, however,
of great importance, since it shows for the first time
that a gravitational field can be generated other than by the
accumulation of mass. In this section we will also discuss
the validity of the physical explanation, namely the Higgs
mechanism to be responsible for the graviton to gain mass,
given by Tajmar and de Matos [21], which they termed the
gyromagnetic London effect. According to these authors,
this effect is the physical cause for the existence of the
measured gravitational field.
The arguments of these authors are ingenious, but there is
some doubt whether the linearized Einstein equations, see
Eqs. (7, 8), can be used in the explanation of this effect, a
more detailed discussion is given in the next section.
In the following a derivation from first principles is presented,
using the fifth interaction from EHT, namely the
Heim-Lorentz force, but now using a coupling to bosons
(Cooper pairs) to explain this effect. Deriving this effect
from gravitophoton interaction, a physical interpretation
can be given that explains both qualitatively and quantitatively
the experimental results. Moreover, theoretical con11
Figure 7: In Heim space there are eight internal coordinates,
the four spacetime coordinates that are interpreted as energy
coordinates, since a length is associated with the R3 and T1 coordinates,
and four additional timelike coordinates (negative) signature,
giving rise to two additional subspaces S2 and I2. Hence,
Heim space H8 comprises four subspaces, namely R3, T1, S2, and
I2. The picture shows the complete set of metric-subspaces that
can be constructed from the polymetric tensor, Eq. 2. Each subspace
is denoted as hermetry form, which has a direct physical
meaning, see Table 2. In order to construct a hermetry form, either
internal space S2 or I2 coordinates must be present. In addition,
there are three degenerated hermetry forms, see Table 4
that are only partial forms of the photon and the quintessence
potential. They allow the conversion of photons into gravitophotons
as well as of gravitophotons and gravitons into quintessence
particles.
H8
S2 S2 I2 I2
gik
9
3
gik
10
T1
gik
11
3 T1
gik
g 12 ik
1
3
gik
2
T1
gik
3
3 T1
gik
4 gik
5
3
gik
6
T1
gik
7
3 T1
gik
8
Heim Space
In H8, there exists 12 subspaces, whose metric gives
6 fundamental interactions
(+ + + - - - - -)
signature of H8
siderations obtained from EHT lead to the conclusion that a
modified experiment will generate a gravitational field
acting parallel to the axis of rotation of the ring (torus),
see Fig.10, and thus can serve as a demonstrator for a field
propulsion principle 11. In this experimental configuration
the superconducting rotating ring is replaced by an insulating
disc and a set of superconducting coils as depicted, in
principle, in Fig. 10. The actual experiment configuration
would, however, be different. EHT allows to calculate the
magnitude and direction of the acceleration force and provides
guidelines for the construction of a propulsion device.
Although the experiment devised from EHT is different
from the one by Tajmar et al., the coupling to bosons is the
prevailing mechanism. According to the predictions of
EHT, experimental requirements, i.e., magnetic field
strength, current densities and number of turns of the solenoid,
are substantially lower than for fermion coupling
(vacuum polarization to change the coupling strength
via virtual pairs of electrons and positrons) that was so
far assumed in all our papers, see refs. [9], [13], [14], [24],
[29].
Materials for which a strong gravitational acceleration was
measured were niobium (Nb, TC = 9.4 K) and lead (Pb, TC
= 7.2 K). No gravitational field was measured in YBCO
(Yttrium barium copper oxide, YBa2Cu3O7-x, TC = 94 K)
and BSCCO ( Bismuth strontium calcium copper oxide,
Bi2Sr2CanCun+1O2n+6, TC = 107 K) which are so called high-
11 A detailed discussion will be given in our forthcoming paper entitled
Artificial Gravitational Fields.
temperature superconductors whose critical current density
is substantially lower than that for Nb or Pb. The effect is
strongest in Nb which can sustain a magnetic induction of
up to 20 Tesla. In the next section, a theoretical derivation
of the gravitomagnetic field strength is given, based on
gravitophoton interaction, which is the interaction between
electromagnetism and gravitation predicted by EHT.
At critical temperature TC some materials become superconductors
that is, their resistance goes to zero. Superconductors
have an energy gap of approximately Egap ¤ 3.5
kTC. This energy gap separates superconducting electrons
below from normal electrons above the gap. At temperatures
below TC , electrons are coupled in pairs, called Cooper
pairs, which are bosons. The exact formation of Cooper
pairs is not known. The coupling of the electron pairs
seems to be via phonons, generated by electron movement
through the lattice of the superconductor. The size of a
Cooper pair is some 103 nm. The crystal lattice contains defects
that lead to an energy transfer ¤E from the electron
gas to the lattice. ¤E must be smaller than Egap , otherwise
the Cooper pairs are destroyed.
The speed of the Cooper pairs can be calculated in a coordinate
system where the electron gas is at rest and the lattice
is moving, applying classical energy and momentum conservation.
Decelerating the grid means that Cooper pairs
gain energy. The maximum amount of energy that a Cooper
pair can absorb is Egap , otherwise it is lifted in the band
above, and superconductivity is lost. Therefore the simple
ansatz
12
mvc
2=Egap=3.5k TC
(6)
can be used, vc denoting the velocity of a Cooper pair. At
temperature TC = 10 K a speed of about vc = 104 m/s is obtained.
A smaller band gap therefore cause a decrease in the
speed of the Cooper pairs. Quantum mechanics calculations
yield a more correct value of some vc = 105 m/s.
7.1.2 Artificial Gravity Experiment Explained by
Gravitophoton Interaction
Considering the Einstein-Maxwell formulation of linearized
gravity, a remarkable similarity to the mathematical
form of the electromagnetic Maxwell equations can be
found. In analogy to electromagnetism there exist a gravitational
scalar and vector potential, denoted by ¤g and Ag, respectively
[7]. Introducing the corresponding gravitoelectric
and gravitomagnetic fields
e :=−∇¤gand b:=∇×Ag (7)
the linearized version of Einstein's equations of GR can be
cast in mathematical form similar to the Maxwell equations
of electrodynamics, the so called gravitational Maxwell
equations, Eqs. (8)
12
Figure 8: The picture shows the ratio of temperature over critical
temperature versus the ratio of energy gap over energy gap at 0
Kelvin. Since the specific heat close to 0 Kelvin is low, small
amounts of energy will result in drastic temperature increase, the
height of the energy gap is substantially impacted and thus the velocity
of the Cooper pairs. The temperature must stay below T/Tc <
0.3 to guarantee the maximal velocity of the Cooper pairs.
BCS curve
Tin
Tantalum
Niobium
T/Tc
Eg(T)/Eg(0)
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1.0
1.1
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1.0
∇⋅e=−4¤G¤ ,∇⋅b=0
∇×e=0 ,∇×b=−
16¤G
c2 j
(8)
where j=¤ v is the mass flux and G is the gravitational
constant12. The field e describes the gravitational field form
a stationary mass distribution, whereas b describes an extra
gravitational field produced by moving masses.
Fig. 9 depicts the experiment of Tajmar et al., where a superconducting
ring is subject to angular acceleration, which
should lead to a gravitophoton force. EHT makes the following
predictions for the measured gravitational fields
that are attributed to photon- gravitophoton interaction, the
fifth interaction.
• For the actual experiment pictured in Fig. 9, the
gravitophoton force is in the azimuthal direction
only (Tajmar et al.) caused by angular acceleration
of the superconducting niobium disk. The acceleration
field is opposite to the angular acceleration,
obeying some kind of Lenz rule.
• For the gedankenexperiment of Fig. (10), a force
component in the vertical direction would be
generated.
It will be shown in the following that the postulated gravitophoton
force completely explains all experimental facts
of Tajmar's experiment, both qualitatively and quantitatively.
It is well known experimentally that a rotating superconductor
generates a magnetic induction field, the so called
London moment13
B=−
2me
e
¤ (9)
where ω is the angular velocity of the rotating ring. It
should be noted that the magnetic field in Tajmar' s experiment
is produced by the rotation of the ring, and not by a
current of Cooper pairs that are moving within the ring.
It should be remarked that there is a major difference between
the experiment of Fig. 9 and the proposed experiment
depicted in Fig. 10, which is in the generation of the
magnetic induction field B.
De Matos and Tajmar [31] postulate a gravitomagnetic
London moment as explanation for the observed acceleration
field. This means that in analogy to the London equations
and along with the concept of spontaneous symmetry
breaking a Klein-Gordon type equation for particles of any
type of spin (also called Proca equation for spin 1 particles)
can be formulated.
12 Here no consideration is given to the fact that G comprises three
parts according to EHT, see Fig. 6.
13 The mass and charge of the Cooper pairs needs to be used.
In superconductivity spontaneous symmetry breaking (below
the critical temperature TC , two electrons may be coupled
by phonons, forming so called Cooper pairs, i.e.,
breaking the random behavior of the electron gas in the
crystal and generating the collective phenomenon of superconductivity)
occurs at very low temperatures being responsible
for the Meissner effect. This means that the magnetic
field lines cannot penetrate into the medium and remain
in a thin layer on the surface, in which the magnetic
field strength falls of exponentially. Hence, there is a finite
range electromagnetic field, which corresponds to a massive
photon [17]. The penetration depth of the field is associated
with the wavelength of the photon and, using its respective
Compton wave length, the mass of the photon
within the superconductor can be determined. It should be
noted, however, that the Proca equations for the photon
and the graviton are basically different, since the photon
has spin 1 and therefore the wave function is a four vector
(four potential Am), while the graviton has spin 2, and the
wave function is a tensor of rank 2. If, however, the linearized
Einstein equations are used, Eqs. 7, 8, there exists a direct
analogy with regard to the electromagnetic Proca equations.
The argument is that the gravitational field is weak
and therefore this approach should be justified. There remains
the fact that the linearized equations are used to calculate
an effect which is 31 orders of magnitude higher
than originally predicted by these equations. The phenomenological
consequences of mass accumulation of the photon
due to the Higgs mechanism leads to the Proca equation
(or second London equation) for the photon. Assuming a
gravitomagnetic analogy requires that the Higgs mechanism
(massless particles obtain mass through the all pervading
scalar Higgs field) would also be responsible for the
mass accumulation of the graviton. The action of the Higgs
field was deliberately designed so as to generate spontane13
Figure 9: Rotating superconducting torus (Niobium) modified
from Tajmar et al., see ref. [7]. All dimensions are in mm. A cylindrical
coordinate system (r, θ, z) with origin at the center of the
ring is used. In Ring accelerometers measure a gravitational acceleration
of some 100 μg in the azimuthal (tangential, θ) direction
when the ring was subject to angular acceleration, ¤˙ . The acceleration
field does not depend on ω. No acceleration was measured
in the z-direction (upward). A more recent experiment employed
a set of 4 in-ring accelerometers and confirmed the rotational
character of this field. If the direction of rotation is reversed,
the acceleration field changes sign, too.
z
e¤z
e¤r
e¤¤
ous symmetry breaking for electroweak interactions.
However, the current Standard Model of high-energy physics
is definitely not applicable to gravitation. There also
exists a difference between the massive photon and the
massive graviton. The massless photon and graviton both
only possess two states of polarization. The difference occurs,
however, when they become a massive photon (three
polarization states) and a massive graviton (five polarization
states). De Matos and Tajmar now postulate that the
observed acceleration field bg, produced by the rotating superconductor,
is equivalent to an additional magnetic field
B that has to be added to the magnetic field of the London
moment, see Eq. (9). This alludes to postulating that a nonrelativistic
particle of velocity v with charge q and mass m
has the Lagrangian L=½mv2−q v⋅A−m v⋅Ag where
A is the electromagnetic vector potential and Ag denotes the
gravitational vector potential of Eq. (7). However, postulating
that gravitation is analogous to electrodynamics causes
a contradiction, since the photon has spin 1 and thus is described
by three independent fields, namely the spinvector
in space. Thus the components of A are not independent
and must satisfy ∂¤ A¤=0. On the other hand, as was
said above, a massive graviton has five polarization states
and cannot be described by a four vector.
However, this seems to require a fairly strong coupling, between
electromagnetics and gravitation by a factor me /e.
This needs to be postulated also, since the four known
physical forces do not provide such a direct coupling. Last
but not least, if quantum corrections are added to the Higgs
boson mass at the grand unification scale (1015-1016 GeV),
the Higgs mass becomes huge. Although this is not the energy
level at which the experiment operates, it shows that
something is not right with the Higgs mechanism itself
[32]. De Matos and Tajmar, however, do not use the Higgs
field mechanism to calculate the mass gained by the graviton
inside the superconductor, but directly use the measured
mass values of the Cooper pairs [31].
On the other hand, a coupling between electromagnetism
and gravitation is a basic fact of EHT, because of the fifth
fundamental interaction, which foresees a conversion of
hermetry form H7, describing the photon, into the hermetry
form H5, describing the gravitophoton, compare Table 2. In
the following, results from EHT are used to explain the
source and to calculate the magnitude of the measured acceleration
field.
The experiment shows that the acceleration field vanishes if
the Cooper pairs are destroyed. This happens when the
magnetic induction exceeds the critical value BC(T), Fig.
8, which is the maximal magnetic induction that can be sustained
at temperature T, and therefore dependents on the
material. The rotating ring is no longer a superconductor
and the acceleration field vanishes. Eq. 10 assumes that the
system is in superconducting state and sufficient Cooper
pair density exists.
In the official version (termed short version) of this paper a
factor B/Bmax was introduced into Eq. 10. However, in a recent
conversation with M. Tajmar (July 2006), we learned
that the measuring process of the acceleration does not take
place at a specified angular velocity w, as we had assumed
previously. This factor was added by us to model a putative
w dependency of the acceleration field, and could not be
obtained from EHT. As was pointed out by Tajmar, instead,
the superconductor is rotated with constant or variable angular
acceleration, from angular frequency 0 up to a maximum
value. The measured data show no dependence on w, 
and thus this factor is not at all needed. Therefore, the original
derivation as obtained by EHT is used in the following
analysis without insertion of any additional parameters.
EHT predicts that the magnetic induction field B is equivalent
to a gravitophoton (gravitational) field bgp. The following
relation is utilized, derived from EHT but stated here
without proof
bgp∝
me
mp
B (10)
where me and mp are the electron and proton mass. The
neutral gravitophoton decays in a gravitationally attractive
(negative) and a gravitationally repulsive gravitophoton.
The negative one interacts with the electron and the repulsive
one interacts with the proton14. From EHT the following
general relationship between a magnetic and the neutral
gravitophoton field, bgp, can be derived
bgp=¤ 1
¤1−k¤¤1−ka¤
−1¤ em
e
me
mp
B (11)
where k = 1/24 and a = 1/8. It should be noted that values
of coupling constants k and a were derived some ten years
ago, and are published in [33], see Eq. (11) p. 64, Eq. (15)
p. 74, and Eq. (16)15 p. 77. No parameter was adjusted in
the derivation of Eq. 16. At present the dependency of coupling
constants k and a on the Cooper pair density was not
considered. The values used are accurate for niobium but
would be different for lead.
Moreover, the theory also correctly predicts direction and
sign of the acceleration field. This is seen as a sign that the
predicted six fundamental interactions may actually exist in
Nature.
The dimension of bgp of is s-1. Differentiating Eq. 11 with
respect to time, results in
∂ bgp
∂t
=¤ 1
¤1−k ¤¤1−ka¤
−1¤ e
mp
∂ B
∂t . (12)
Integrating over an arbitrary area A and using the gravitational
induction equation yields
14
15 It should be noted that the quantity w3¤
2 used in this ref. is
termed w ph _ gp
2 in our terminology, see also EHT glossary at
www.hpcc-space.com.
14
∫ ∂bgp
∂t
⋅d A=∮e gp⋅d s=∮ ggp⋅d s (13)
where it was assumed that the gravitophoton field, subscript
gp, since it is a gravitational field, see Fig. 6, is separated
according to Eqs. (7, 8). As the above formulas will
be applied to the experimental configurations depicted in
Figs. 9 and 10, cylindrical coordinates r, θ, z are employed.
ggp is the acceleration field generated by the gravitophoton
field. Combining Eqs. 12 and 13 gives the following relationship
∮ ggp⋅d s=¤ 1
¤1−k ¤¤1−ka¤
−1¤ e
mp
∫ ∂ B
∂ t
⋅d A (14)
From Eq. 9 one obtains
∂ B
∂t
=−
2me
e ¤˙ . (15)
Next, we apply Eqs. 14 and 15 to the experimental configuration
of Fig. 9, calculating the gravitophoton acceleration
for the in-ring accelerometer. It is assumed that the accelerometer
is located at distance r from the origin of the
coordinate system. From Eq. 9 it can be directly seen that
the magnetic induction has a z-component only. Applying
Stokes law to Eq. 14 it is clear that the gravitophoton acceleration
is in the r-θ plane. Because of symmetry reasons the
gravitophoton acceleration is independent on the azimuthal
angle θ, and thus only has a component in the circumferential
(tangential) direction, denoted by e¤¤ . Since the gravitophoton
acceleration is constant along a circle with radius
r, integration is over the area A=¤r2 e¤z . Inserting Eq.
15 into Eq. 14, using the standard values for k and a (in a
forthcoming paper their dependency on the superconductor
material will be shown), and carrying out the integration,
the following expression for the gravitophoton acceleration
is eventually obtained
ggp=−0.04894
me
mp
¤˙ r (16)
where it was assumed that the B field is homogeneous over
the integration area. Now the experimental values taken
from the paper by Tajmar et al. [7] will be inserted. The following
values were used:
¤˙ =103rad /s2 ,r=3.6×10−2m ,me /mp=1/1836
The angular acceleration was determined from the slope fit
of Fig. 6 in ref. [7] and the r value was determined from
Fig. 9. Inserting the proper values into Eq. 16 finally delivers
the theoretical value of the gravitophoton acceleration
for the experiment by Tajmar et al.
ggp=−0.04894×5.447×10−4×3.6×10−2×103×9.81−1 g (17)
resulting in the final value for the circumferential acceleration
field
ggp=−0.978×10−4 g . (18)
From Fig. 6 in ref. [7] an experimental value of about
1.0×10-4 g was determined. For a more accurate comparison,
the coupling factor kgp for the in-ring accelerometer, as
defined by Tajmar, is calculated from the value of Eq. 18,
resulting in kgp = -9.78´10-8s2. The measured values is kgp =
-7.64 ± 0.28´10-8s2. This means that the theoretical value is
still within measuring tolerance. Thus there is a close
agreement between the predicted gravitophoton force and
the measured acceleration. It should be kept in mind that
the present derivation does not lead to a dependence on the
density of Cooper pairs, but it can be shown that the coupling
values k and a depend on this density. Considering
both the mathematical and physical complexity of the derivation
the closeness of theory and experiment is remarkable.
In a forthcoming paper the differences for niobium
and lead will be explained.
7.1.3 Gravitomagnetic Field Propulsion by
Gravitophoton Interaction
The experiment by Tajmar et al. generates an azimuthal
gravitational field, and thus is not suitable for propulsion.
The lesson learned from the experiment by Tajmar et al. is
that the coupling to bosons (Cooper pairs) is of prime importance.
However, the structure of the Heim-Lorentz force
equations remains unchanged for boson coupling. Employing
the Heim-Lorentz force equations to the experimental
setup of Fig. 10, Heim-Lorentz force now produces two
force components: one in the radial r direction, and the
second one in the z- direction. These components are given
by
Fr ¤ er=me v¤
T bz e¤¤×e¤z (19)
Fz e¤z=
T
c
mn v¤
T bz ¤e¤¤×e¤z ¤×e¤¤ (20)
where v¤
T denotes the velocity of the rotating disk or
ring, and bz is the component of the (gravitational) gravitophoton
field bgp in the z-direction. In contrast to the fermion
coupling, ref. [24], experimental requirements seem to be
modest.
The superconducting current loop (blue), see Fig. 10, provides
an inhomogeneous magnetic field at the location of
the rotating disk (red). The z-component of the gravitophoton
field, bz is responsible for the gravitational field above
the disk. This experimental setup also serves as the field
propulsion device, if appropriately dimensioned. Moreover,
15
using EHT, a gedankenexperiment can be devised that produces
a gravitational force in the direction of the axis of
rotation. Fig. 10 describes the experimental setup for
which an insulating disk rotates above a superconducting
solenoid. The material would not be niobium.
In the gedankenexperiment of Fig. 10, the gravitophoton
force produces a gravitational force above the disk in the zdirection
upward and also in the radial direction. It
should be noted that the actual experiment would be different.
The velocity of the Cooper pairs with regard to the lab
system is given by rω in the gedankenexperiment of Fig.
10. The actual velocity of the Cooper pairs can be determined
from Fig. 10.
The following assumptions were made: N = 100, number of
turns of the solenoid; current of some 1-2 A (needed to calculate
bz); diameter of solenoid 0.1 m; and v¤
T=10m/s .
A detailed analysis predicts an acceleration in z-direction of
some 4.0×10-4 g. From these numbers it seems to be possible
that, if our theoretical predictions are correct, the realization
of a workable space propulsion device that can
lift itself from the surface of the earth seems to be feasible
with current technology.
Conclusions and Perspectives
In this paper an overview of the current status of space propulsion
was given. It has been shown that even with an advanced
fission propulsion system (the only device that
might be feasible among the advanced concepts within the
next several decades), space travel will be both very limited
regarding, speed, range, and payload capability as well as
extremely costly. Travel time to other planets will remain
prohibitively high. One can safely forget interstellar
travel.To fundamentally overcome these limitations, physical
laws hitherto not known are needed. If current physics
would be the final answer, mankind would clearly be restricted
to the solar system. Therefore, the search for novel
physics is justified, because of the potential extreme benefits.
GR is based on the concept of continuous spacetime provided
with a metric. Metric engineering of spacetime or using
wormholes (singularities) will allow, at least in principle,
to overcome some of the limitations, but requires additional
concepts such as negative energy density that have
not been found in Nature. The whole concept does not
seem to be technically feasible.
On the other hand, the recent experiment by Tajmar, if confirmed,
has shown some evidence that a coupling between
electromagnetism and gravitation might exist, which would
allow the generation of artificial gravitational fields. Extended
Heim Theory has predicted this effect, and was used
to successfully describe and to quantitatively calculate this
experiment. In addition, EHT also allows to devise a gedankenexperiment
that produces a gravitational field along the
axis of rotation of a rotating ring that is self-propelled, and
thus can be used to build a propellantless propulsion device.
Superconductivity with a high density of Cooper pairs (collective
phenomena) is essential for the coupling between
electromagnetism and gravitation.
EHT belongs to a well known class of gauge theories. The
novel features of the theory are in the introduction of an internal,
factored 8-dimensional space to describing the additional
fundamental symmetries. A novel feature is the construction
of a polymetric tensor which comprises all possible
physical interactions. The coupling constants of the interactions
were obtained from number theory considerations,
and thus are calculated.
The type of coupling that seems to occur in the experiment
by Tajmar et al. is included in EHT, which knows six fundamental
physical interactions. The two additional forces
are gravitation like, but gravitation can be both attractive
and repulsive. The guidelines provided by the theory can be
used for a demonstration experiment of a field propulsion
device, which would not require substantially higher
experimental effort than the original experiment. Research
therefore should focus on the modified experiment, because
of its substantial applications in the field of transportation
as well as on the theoretical foundations of physical interactions.
Perhaps the sixth interaction, represented by the
quintessence particle, could provide a theoretical explanation
for the measured value of the cosmological constant.
In a forthcoming paper, the dependence on the coupling
constants on the superconductor material will be reported.
ACKNOWLEDGMENT
The authors are most grateful to Prof. P. Dr. Dr. A.
Resch, director of the Institut für Grenzgebiete der Wissenschaft
(IGW), Innsbruck, Austria for his continuous support
and hospitality in writing this paper.
16
I
r
N
z
¤ ¤
Br
BI
e¤z
e¤r
e¤¤
Figure 10: The picture shows the physical principle of the experimental
setup to generate a gravitational field in the z-direction
(upward, above rotating disk) by the Heim-Lorentz force
using a superconducting coil (boson coupling) and a rotating
disk or ring. The actual experiment would be different.
The authors are particularly grateful to Dr. M. Tajmar,
ARC Seibersdorf, Austria for clarification of the measuring
process of the acceleration field in his recent experiment
that lead to a revision of our calculations.
We are also grateful to Prof. P. Papadopoulos, San Jose
State University, CA, Prof. T. Waldeer, TU Claustahl and
Univ. of Applied Sciences, Salzgitter as well as Dr. A. Müller
for correcting parts of the manuscript.
The second author was partly funded by Arbeitsgruppe Innovative
Projekte (AGIP) and by Efre (EU) at the Ministry
of Science and Education, Hannover, Germany.
Special thanks go to our friends at the bed and breakfast
Adella Villa, Atherton, CA for their hospitality where part
of this paper was written by the second author.
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17
18
19
Table 2: Table of hermetry forms describing the six fundamental interaction particles (interaction fields): classification
scheme for physical interactions and particles (for hermetry forms not shown see Table 3) obtained from polymetry in Heim space
H8. Superscripts for subspaces indicate dimension. Subspaces S2 and I2 stand for organization and information, respectively. A hermetry
form characterizes either a physical interaction, a particle or a class of particles (see Table 3), and is associated with an admissible
subspace (a space that has a real physical meaning) of H8 , which is a combination from the four elementary subspaces
comprising H8. Any admissable subspace either needs S2 or I2 or both types of coordinates to be present in order to realize physical
events in our spacetime. Elementary subspaces R3, T1, S2 and I2 form the basis of Heim space H8. Employing this selection rule
leads to 12 admissible hermetry forms, Fig 7. The additional four dimensions of the original space H12 are not needed for describing
physical interactions, but seem to steer probability amplitudes and are not of interest here. It should be noted that a white field
in a table entry of the messenger particle column implies that the corresponding hermetry form does not describe an interaction
particle and is therefore listed separately in Table 3. The six different colors in the messenger particle column indicate the six fundamental
interactions.
Subspace Hermetry form
Lagrange density
Messenger particle Symmetry
group
Physical interaction
S2 H1¤S2¤ , LG
graviton U(1) gravitation +
S 2×R3 H2¤S 2×R3¤
S 2×T 1 H3¤S2×T1¤
S 2×R3×T 1 ¤
particle aspect
H4 ¤S2×R3×T 1¤
S 2×I 2 H5¤S2×I 2¤ , Lgp −¤ neutral¤
three types of
gravitophotons
U(1)´U(1) gravitation ±
+ attractive - 
repulsive
S 2×I 2×R3 H6 ¤S2×I 2×R3¤ , Lew Z0
boson
SU(2) weak
S 2×I 2×T1 H7¤S2×I 2×T 1¤ , Lem
photon U(1) electromagnetic
S 2×I 2×R3×T1 H8 ¤S2×I 2×R3×T 1¤ W ± bosons SU(2) weak
wave
aspect { I 2
I 2×R3
I 2×T1
I 2×R3×T 1} H9¤ I 2¤ , Lq
quintessence U(1) gravitation -
vacuum
H10 ¤ I 2×R3¤ , Ls
gluons SU(3) strong
H11¤ I 2×T1¤
H12 ¤ I 2×R3×T 1¤
20
Table 1: The three gravitational interactions are related to different types of matter as indicated in the first column. The gravitational
hermetry forms are explained in Tables 2 and 3.
Generated by Messenger particles Force Coupling constant Hermetry form
real particles graviton attractive Gg H1¤ S 2¤
virtual particles gravitophoton repulsive and attractive
Ggp
+ ,Ggp
- =1/672Gg H5 ¤S 2×I2 ¤
Planck mass vacuum
quintessence or
vacuum particle
repulsive Gq=4.3565×10-18 Gg H9¤ I2 ¤
Table 3: Table of real particles and their interactions. The lepton weak charge is responsible for the following interactions:
lepton weak charge for interactions of: e and ne, m and nm , t and nt  as well as interactions between neutrinos caused by Z 0 and
W ± bosons.
Subspace Hermetry form Particle class
S 2×T 1 H3¤S2×T1¤ weak charge for leptons
S 2×R3×T 1 H4 ¤S2×R3×T 1¤ electrically charged particles
S 2×R3 H2¤S 2×R3¤ neutral particles with rest mass
I 2×T1 H11¤ I 2×T1¤ weak charge for quarks
I 2×R3×T 1 H12 ¤ I 2×R3×T 1¤ quarks
Table 4: Table of the three degenerated hermetry forms: A * indicates that the metric tensor is from the associated space, but
some of the fundamental metric components of that space are 0, which is denoted as degeneration. In the first row the probability
amplitude for the conversion of photons into gravitophotons is shown. The third row shows the conversion amplitude from gravitophpotons
into the quintessence particle.
Subspace Associated space Physical quantity Metric tensor
R3 H13*¤T1×S2×I 2¤ wph _ gp
G = (44, 55, 56, 57, 58
65, 75, 85,
66, 67, 68,
76, 77, 78,
86, 87, 88)
H14 *¤ R3×S 2¤ neutrinos
H15*¤ I 2¤ wgp _q
G = (77, 88)
T 1
R3×T 1